SEC Form 4 · accession 0001657070-17-000012
KEWAUNEE SCIENTIFIC CORP /DE/ · KEQU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dana L Dahlgren
Officer — VP-Sales & Marketing-Americas
Period of report
Sep 8, 2017
Accepted (ET)
Sep 8, 2017 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055529
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 8, 2017 | M | 2,250 | $18.14 | A | 6,689 | D | |
| Common StockF1 | Sep 8, 2017 | M | 1,500 | $16.97 | A | 8,189 | D | |
| Common StockF1 | Sep 8, 2017 | M | 750 | $23.62 | A | 8,939 | D | |
| Common Stock | Sep 8, 2017 | F | 3,127 | $26.85 | D | 5,812 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF2 | $18.14 | Sep 8, 2017 | M | 2,250 | D | Aug 27, 2017 | Aug 27, 2024 | Common Stock | 2,250 | 750 | D |
| Option to BuyF2 | $16.97 | Sep 8, 2017 | M | 1,500 | D | Aug 26, 2017 | Aug 26, 2025 | Common Stock | 1,500 | 1,500 | D |
| Option to BuyF2 | $23.62 | Sep 8, 2017 | M | 750 | D | Aug 31, 2017 | Aug 31, 2026 | Common Stock | 750 | 2,250 | D |
Explanation of responses
- F1Consideration for the exercise of the underlying option to buy was paid through a "net exercise" by directing the company to retain as payment for the total exercise cost a sufficient number of shares of Common Stock that would have been otherwise received upon this exercise as reported below on this Form 4 report.
- F2Employee stock option granted under Employee Stock Option plan under Rule 16b-3.