SEC Form 5 · accession 0001657070-17-000003
KEWAUNEE SCIENTIFIC CORP /DE/ · KEQU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Rhind
Director · 10% Owner
Period of report
Apr 30, 2017
Accepted (ET)
May 26, 2017 · 11:31 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055529
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2016 | G | 6,455 | $0.00 | D | 16,000 | D | |
| Common StockF1 | holding | — | — | — | 228,079 | I | By Mother's Estate | |
| Common StockF2 | holding | — | — | — | 5,456 | I | By Constance Rhind Robey GST Trust 1 | |
| Common StockF2 | holding | — | — | — | 5,456 | I | By James Campbell Rhind GST Trust 1 | |
| Common Stock | holding | — | — | — | 5,456 | I | By David Scott Rhind GST Trust 1 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares are held by the estate of the reporting person's mother, of which the reporting person is the sole executor. The reporting person disclaims beneficial ownership of these securities, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.
- F2The reporting person has been appointed a co-trustee of a trust of which an immediate family member of the reporting person is the beneficiary. The reporting person disclaims beneficial ownership of these securities, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.