SEC Form 4 · accession 0001657070-16-000013
KEWAUNEE SCIENTIFIC CORP /DE/ · KEQU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael G. Rok
Officer — VP of Manufacturing Operations
Period of report
Aug 31, 2016
Accepted (ET)
Sep 2, 2016 · 9:11 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055529
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF2,F1 | $23.62 | Aug 31, 2016 | A | 3,000 | A | — | Aug 31, 2026 | Common Stock | 3,000 | 3,000 | D |
Explanation of responses
- F1The options vest in four equal annual installments beginning with the first installment on August 31, 2017.
- F2Employee stock option granted under Employee Stock Option Plan under Rule 16b-3.