SEC Form 4 · accession 0001657070-16-000011
KEWAUNEE SCIENTIFIC CORP /DE/ · KEQU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M. Rausch
Officer — President, CEO · Director
Period of report
Aug 9, 2016
Accepted (ET)
Aug 10, 2016 · 9:31 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055529
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 9, 2016 | M | 1,250 | $10.64 | A | 10,078 | D | |
| Common Stock | Aug 9, 2016 | F | 607 | $21.90 | D | 9,471 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF2 | $10.64 | Aug 9, 2016 | M | 1,250 | D | Aug 25, 2014 | Aug 25, 2020 | Common Stock | 1,250 | 0 | D |
Explanation of responses
- F1Consideration for the exercise of the underlying option to buy was paid through a "net exercise" by directing the company to retain as payment for the total exercise cost a sufficient number of shares of Common Stock that would have been otherwise received upon this exercise as reported below on this Form 4 report.
- F2Employee stock option granted under Employee Stock Option Plan under Rule 16b-3.