SEC Form 4 · accession 0001657070-16-000007
KEWAUNEE SCIENTIFIC CORP /DE/ · KEQU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William A Shumaker
Director
Period of report
Jul 7, 2016
Accepted (ET)
Jul 8, 2016 · 10:27 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055529
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 7, 2016 | M | 3,750 | $14.69 | A | 44,013 | D | |
| Common Stock | Jul 7, 2016 | F | 2,922 | $18.85 | D | 41,091 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF2 | $14.69 | Jul 7, 2016 | M | 3,750 | D | Aug 27, 2012 | Jul 31, 2016 | Common Stock | 3,750 | 3,750 | D |
Explanation of responses
- F1Consideration for the exercise of the underlying option to buy was paid through a "net exercise" by directing the company to retain as payment for the total exercise cost a sufficient number of shares of Common Stock that would have been otherwise received upon this exercise as reported below on this Form 4 report.
- F2Employee stock option granted under Employee Stock Option plan under Rule 16b-3.