SEC Form 4 · accession 0001657070-16-000005
KEWAUNEE SCIENTIFIC CORP /DE/ · KEQU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William A Shumaker
Director
Period of report
Jun 21, 2016
Accepted (ET)
Jun 22, 2016 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055529
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 21, 2016 | M | 2,500 | $12.66 | A | 42,132 | D | |
| Common Stock | Jun 21, 2016 | F | 1,869 | $16.93 | D | 40,263 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF2 | $12.66 | Jun 21, 2016 | M | 2,500 | D | Aug 26, 2013 | Jul 31, 2016 | Common Stock | 2,500 | 0 | D |
Explanation of responses
- F1Consideration for the exercise of the underlying option to buy was paid through a "net exercise" by directing the company to retain as payment for the total exercise cost a sufficient number of shares of Common Stock that would have been otherwise received upon this exercise as reported below on this Form 4 report.
- F2Employee stock option granted under Employee Stock Option plan under Rule 16b-3.