SEC Form 4 · accession 0001432980-15-000003
KEWAUNEE SCIENTIFIC CORP /DE/ · KEQU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Rhind
Director · 10% Owner
Period of report
Aug 13, 2015
Accepted (ET)
Aug 14, 2015 · 11:41 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055529
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 13, 2015 | M | 10,000 | $10.64 | A | 32,455 | D | |
| Common StockF1 | holding | — | — | — | 228,079 | I | By Mother's Estate | |
| Common StockF2 | holding | — | — | — | 5,456 | I | By Constance Rhind Robey GST Trust 1 | |
| Common StockF2 | holding | — | — | — | 5,456 | I | By James Campbell Rhind GST Trust 1 | |
| Common Stock | holding | — | — | — | 5,456 | I | By David Scott Rhind GST Trust 1 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF3 | $10.64 | Aug 13, 2015 | M | 10,000 | D | Aug 1, 2014 | Aug 25, 2015 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The shares are held by the estate of the reporting person's mother, of which the reporting person is the sole executor. The reporting person disclaims beneficial ownership of these securities, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.
- F2The reporting person has been appointed a co-trustee of a trust of which an immediate family member of the reporting person is the beneficiary. The reporting person disclaims beneficial ownership of these securities, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.
- F3Stock option granted under Stock Option Plan for Directors under Rule 16b-3.