SEC Form 4 · accession 0001262594-15-000005
KEWAUNEE SCIENTIFIC CORP /DE/ · KEQU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margaret B Pyle
Director
Period of report
Aug 25, 2015
Accepted (ET)
Aug 26, 2015 · 1:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055529
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 4, 2014 | G | 43,134 | $0.00 | D | 0 | D | |
| Common StockF2 | Dec 4, 2014 | G | 43,134 | $0.00 | A | 43,134 | I | By trust |
| Common Stock | Aug 25, 2015 | M | 10,000 | $10.64 | A | 10,000 | D | |
| Common Stock | Aug 25, 2015 | G | 10,000 | $0.00 | D | 0 | D | |
| Common StockF2 | Aug 25, 2015 | G | 10,000 | $0.00 | A | 53,134 | I | By trust |
| Common StockF2 | holding | — | — | — | 3,000 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF4 | $10.64 | Aug 25, 2015 | M | 10,000 | D | Aug 1, 2014 | Aug 25, 2015 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1On December 4, 2014, the reporting person tranferred 43,134 shares of common stock by gift to a trust of which the reporting person is a trustee and of which the reporting person's adult children are the beneficiaries.
- F2The reporting person disclaims beneficial ownership of these shares.
- F3On August 25, 2015, the reporting person transferred 10,000 shares of common stock by gift to the trust referred to in note 1.
- F4Stock option granted under Stock Option Plan for Directors under Rule 16b-3.