SEC Form 4 · accession 0001262594-15-000004
KEWAUNEE SCIENTIFIC CORP /DE/ · KEQU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Michael Parker
Officer — Senior VP - Finance and CFO
Period of report
Aug 7, 2015
Accepted (ET)
Aug 11, 2015 · 12:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055529
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 7, 2015 | M | 6,000 | $12.66 | A | 21,215 | D | |
| Common StockF1 | Aug 7, 2015 | M | 5,500 | $10.64 | A | 26,715 | D | |
| Common StockF1 | Aug 7, 2015 | M | 3,000 | $11.78 | A | 29,715 | D | |
| Common Stock | Aug 7, 2015 | F | 9,804 | $17.32 | D | 19,911 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF2 | $12.66 | Aug 7, 2015 | M | 6,000 | D | Aug 26, 2013 | Aug 26, 2019 | Common Stock | 6,000 | 0 | D |
| Option to BuyF2 | $10.64 | Aug 7, 2015 | M | 5,500 | D | Aug 25, 2014 | Aug 25, 2020 | Common Stock | 5,500 | 0 | D |
| Option to BuyF2 | $11.78 | Aug 7, 2015 | M | 3,000 | D | Aug 22, 2014 | Aug 22, 2022 | Common Stock | 3,000 | 3,000 | D |
Explanation of responses
- F1Consideration for the exercise of the underlying option to buy was paid through a "net exercise" by directing the company to retain as payment for the total exercise cost a sufficient number of shares of Common Stock that would have been otherwise received upon this exercise as reported below on this Form 4 report.
- F2Employee stock option granted under Employee Stock Option plan under Rule 16b-3.