SEC Form 4 · accession 0001261875-15-000004
KEWAUNEE SCIENTIFIC CORP /DE/ · KEQU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William A Shumaker
Director
Period of report
Dec 8, 2015
Accepted (ET)
Dec 10, 2015 · 5:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055529
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 8, 2015 | M | 2,500 | $12.66 | A | 41,494 | D | |
| Common Stock | Dec 8, 2015 | F | 1,862 | $16.99 | D | 39,632 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF2 | $12.66 | Dec 8, 2015 | M | 2,500 | D | Aug 26, 2012 | Jul 31, 2016 | Common Stock | 2,500 | 2,500 | D |
Explanation of responses
- F1Consideration for the exercise of the underlying option to buy was paid through a "net exercise" by directing the company to retain as payment for the total exercise cost a sufficient number of shares of Common Stock that would have been otherwise received upon this exercise as reported below on this Form 4 report.
- F2Employee stock option granted under Employee Stock Option plan under Rule l6b-3.