SEC Form 4 · accession 0000055362-18-000021
Investors Heritage Capital Corp · IHRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harry Lee Waterfield II
Officer — President · Director · 10% Owner · Other
Period of report
Mar 2, 2018
Accepted (ET)
Mar 6, 2018 · 10:13 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2018 | J | 42,310 | $44.75 | D | 0 | D | |
| Common Stock | Mar 2, 2018 | J | 301 | $44.75 | D | 0 | I | In Trust FBO Reporting Person |
| Common Stock | Mar 2, 2018 | J | 2,250 | $44.75 | D | 0 | I | Benefit Plans |
| Common Stock | Mar 2, 2018 | J | 2,212 | $44.75 | D | 0 | I | By Daughter |
| Common Stock | Mar 2, 2018 | J | 2,212 | $44.75 | D | 0 | I | By Son |
| Common Stock | Mar 2, 2018 | J | 2,285 | $44.75 | D | 0 | I | By Son |
| Common Stock | Mar 2, 2018 | J | 1,428 | $44.75 | D | 0 | I | By Spouse |
| Common Stock | Mar 2, 2018 | J | 36 | $44.75 | D | 0 | I | By Grandson |
| Common Stock | Mar 2, 2018 | J | 36 | $44.75 | D | 0 | I | By Grandson |
| Common Stock | Mar 2, 2018 | J | 36 | $44.75 | D | 0 | I | By Grandson |
| Common Stock | Mar 2, 2018 | J | 36 | $44.75 | D | 0 | I | By Grandson |
| Common Stock | Mar 2, 2018 | J | 36 | $44.75 | D | 0 | I | By Granddaughter |
| Common Stock | Mar 2, 2018 | J | 36 | $44.75 | D | 0 | I | By Grandson |
| Common Stock | Mar 2, 2018 | J | 36 | $44.75 | D | 0 | I | By Granddaughter |
| Common Stock | Mar 2, 2018 | J | 2,438 | $44.75 | D | 0 | I | By Daughter |
| Common Stock | Mar 2, 2018 | J | 2,438 | $44.75 | D | 0 | I | By Daughter-Benefit Plans |
| Common Stock | Mar 2, 2018 | J | 15,222 | $44.75 | D | 0 | I | 1/3 Interest in Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold per Agreement and Plan of Merger dated October 27, 2017.
- F2Shares contributed to parent company as a Contributing Shareholder per Agreement and Plan of Merger dated October 27, 2017 and Contribution Agreement dated October 27, 2017.
Remarks
Explanation of the Group are Investors Heritage Life Insurance Company, HLW Investment Corp., TAP & Co., Harry Lee Waterfield II, RoseGayle Waterfield Hardy, Nancy Waterfield Walton, HLW Corporation, Harry Lee Waterfield II, RoseGayle Waterfield Hardy, Nancy Waterfield Walton TUA Funds 3 and 4 and RoseGayle Waterfield Hardy, Nancy Waterfield Walton, Harry Lee Waterfield II Trust dated 12-22-1976 and Investors Heritage Capital Corporation Employee Retirement Plan.