SEC Form 5 · accession 0000055362-18-000001
Investors Heritage Capital Corp · IHRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Dec 31, 2017
Accepted (ET)
Feb 12, 2018 · 9:27 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 31, 2017 | J | 904 | $17.00 | A | 16,794 | D | |
| Common Stock | May 31, 2017 | J | 151 | $17.00 | A | 151 | I | Held in Trust |
| Common Stock | Dec 15, 2017 | G | 2,568 | $43.54 | D | 14,226 | D | |
| Common Stock | Dec 27, 2017 | J | 314 | $43.54 | D | 12,475 | I | Held in 401(k) Plan |
| Common Stock | Dec 27, 2017 | J | 314 | $43.54 | A | 14,540 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Investors Underwriters, Inc. was dissolved May 31, 2017. These shares were assets of the corporation and were distributed to shareholders as part of the dissolution.
- F2Required Minimum Distribution due to age, made from 401(k) Plan.
Remarks
Explanation of the Group are Investors Heritage Life Insurance Company, HLW Investment Corp., TAP & CO., Harry Lee Waterfield II, RoseGayle Waterfield Hardy, Nancy Waterfield Walton, HLW Corporation, Harry Lee Waterfield II, RoseGayle Waterfield Hardy, Nancy Waterfield Walton Irrevocable Trust Funds 3 and 4 and RoseGayle Waterfield Hardy, Nancy Waterfield Walton and Harry Lee Watefield II trust dated 12-22-1976 and IHCC Employee Retirement Plan.