SEC Form 5 · accession 0000055362-17-000007
Investors Heritage Capital Corp · IHRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harry Lee Waterfield II
Officer — President · Director · 10% Owner · Other
Period of report
Dec 31, 2016
Accepted (ET)
Feb 8, 2017 · 1:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 30, 2016 | J | 26 | $17.00 | A | 2,583 | I | Daughter's 401(k) Plan |
| Common Stock | Jun 30, 2016 | J | 2 | $17.00 | D | 2,581 | I | Daughter's 401(k) Plan |
| Common Stock | Jun 30, 2016 | J | 842 | $17.00 | A | 2,250 | I | Deferred Comp. Plan |
| Common Stock | Dec 31, 2016 | J | 1 | $16.00 | D | 2,581 | I | Daughter's 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired under a 401(k) Plan.
- F2Shares disposed of under 401(k) Plan to pay administrative and valuation fee.
- F3Shares acquired under a Deferred Compensation Plan.
Remarks
Explanation of the Group are Investors Heritage Life Insurance Company, Investors Underwriters, Inc. HLW Investment Corp., TAP & Co., Harry Lee Waterfield II, RoseGayle Waterfield Hardy, Nancy Waterfield Walton, HLW Corporation, Harry Lee Waterfield II, RoseGayle Waterfield Hardy, Nancy Waterfield Walton Trust Funds 1, 2, 3 and 4 and RoeGayle Waterfield Hardy, Nancy Waterfield Walton and Harry Lee Waterfield II Trust dated 12-22-1976 and IHCC Employee Retirement Plan.