SEC Form 5 · accession 0000055362-16-000023
Investors Heritage Capital Corp · IHRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Dec 31, 2015
Accepted (ET)
Feb 12, 2016 · 3:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 30, 2015 | J | 13 | $20.90 | D | 14,723 | I | 401(k) Plan |
| Common Stock | Jun 30, 2015 | J | 3 | $20.90 | A | 14,726 | I | Deferred Comp. Plan |
| Common Stock | Dec 31, 2015 | J | 761 | $18.95 | D | 13,965 | I | 401(k) Plan |
| Common Stock | Dec 31, 2015 | J | 761 | $18.95 | A | 14,734 | D | |
| Common Stock | Dec 31, 2015 | J | 5 | $18.95 | D | 13,960 | I | 401(k) Plan |
| Common Stock | Dec 31, 2015 | J | 18 | $18.95 | D | 13,942 | I | Deferred Comp. Plan |
| Common Stock | Dec 31, 2015 | J | 18 | $18.95 | A | 14,752 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares disposed of under a 401(k) Plan to pay administrative and valuation fees.
- F2Shares acquired under Deferred Compensation Plan.
- F3Required Minimum Distribution, due to age, made from 401(k) and Deferred Compensation Plans.
Remarks
Explanation of the Group are Investors Heritage Life Insurance Company, Investors Underwriters, Inc., HLW Investment Corp., TAP & CO., Harry Lee Waterfield II, RoseGayle Waterfield Hardy, Nancy Waterfield Walton, HLW Corporation, Harry Lee Waterfield II, RoseGayle Waterfield Hardy, Nancy Waterfield Walton Trust Funds 1, 2, 3 and 4 and RoseGayle Waterfield Hardy, Nancy Waterfield Walton and Harry Lee Waterfield II Trust dated 12-22-1976 and IHCC Employee Retirement Plan.