SEC Form 5 · accession 0000055362-16-000022
Investors Heritage Capital Corp · IHRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harry Lee Waterfield II
Officer — President · Director · 10% Owner · Other
Period of report
Dec 31, 2015
Accepted (ET)
Feb 12, 2016 · 2:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 30, 2015 | J | 24 | $20.90 | A | 2,559 | I | Daughter's 401(k) Plan |
| Common Stock | Jun 30, 2015 | J | 2 | $20.90 | D | 2,557 | I | Daughter's 401(k) Plan |
| Common Stock | Jun 30, 2015 | J | 921 | $20.90 | A | 921 | I | Deferred Comp. Plan |
| Common Stock | Dec 31, 2015 | J | 1 | $18.95 | D | 2,557 | I | Daughter's 401(k) Plan |
| Common Stock | Dec 31, 2015 | J | 488 | $18.95 | A | 1,408 | I | Deferred Comp. Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired under a 401(k) Plan.
- F2Shares disposed of under 401(k) Plan to pay administrative and valuation fees.
- F3Shares acquired under a Deferred Compensation Plan.
Remarks
Explanation of the Group are Investors Heritage Life Insurance Company, Investors Underwriters, Inc., HLW Investment Corp., TAP & CO., Harry Lee Waterfield II, RoseGayle Waterfield Hardy, Nancy Waterfield Walton, HLW Corporation, Harry Lee Waterfield II, RoseGayle Waterfield Hardy, Nancy Waterfield Walton Trust Funds 1, 2, 3 and 4 and RoseGayle Waterfield Hardy, Nancy Waterfield Walton and Harry Lee Waterfield II Trust dated 12-22-1976 and IHCC Employee Retirement Plan.