SEC Form 5 · accession 0000055362-15-000004

Investors Heritage Capital Corp · IHRC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Harry Lee Waterfield II

Officer — President · Director · 10% Owner · Other

Period of report

Dec 31, 2014

Accepted (ET)

Feb 11, 2015 · 10:45 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000055362

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jun 30, 2014	J	22	$20.82	A	2,537	I	Daughter's 401(k) Plan
Common Stock	Jun 30, 2014	J	2	$20.82	D	2,536	I	Daughter's 401(k) Plan
Common Stock	Jun 30, 2014	J	23	$20.82	D	31,175	I	401(k) Plan
Common Stock	Jun 30, 2014	J	1,009	$20.82	D	30,166	I	401(k) Plan
Common Stock	Jun 30, 2014	J	1,009	$20.82	A	12,413	D
Common Stock	Dec 31, 2014	J	1	$21.45	D	2,535	I	Daughter's 401(k) Plan
Common Stock	Dec 31, 2014	J	8	$21.45	D	30,158	I	401(k) Plan
Common Stock	Dec 31, 2014	J	30,158	$21.45	D	0	I	401(k) Plan
Common Stock	Dec 31, 2014	J	30,158	$21.45	A	42,571	D

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1Shares acquired under 401(k) Plan.
F2Shares disposed of under 401(k) Plan to pay administrative and valuation fees.
F3Required minimum distribution, due to age made from 401(k) Plan.
F4Distribution from 401(k) Plan.

Remarks

Explanation of the Group are Investors Heritage Life Insurance Company, Investors Underwriters, Inc., HLW Investment Corp., TAP & CO., Harry Lee Waterfield II, RoseGayle Waterfield Hardy, Nancy Waterfield Walton, HLW Corporation, Harry Lee Waterfield II, RoseGayle Waterfield Hardy, Nancy Waterfield Walton Trust Funds 1, 2, 3 and 4 and RoseGayle Waterfield Hardy, Nancy Waterfield Walton and Harry Lee Waterfield II Trust dated 12-22-1976 and IHCC Employee Retirement Plan.