SEC Form 4 · accession 0001723211-19-000012
KENNAMETAL INC · KMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michelle R Keating
Officer — Vice President
Period of report
Mar 1, 2019
Accepted (ET)
Mar 4, 2019 · 11:30 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2019 | M | 1,000 | $37.69 | A | 12,720 | D | |
| Common StockF1,F2 | Mar 1, 2019 | F | 337 | $37.69 | D | 12,383 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Mar 1, 2019 | M | 1,000 | D | — | — | Common Stock | 1,000 | 0 | D |
Explanation of responses
- F1Includes 28.950 shares acquired through Kennametal Inc.'s dividend reinvestment plan since the reporting person's last Form 4 filing, meeting the requirements of Rule 16a-11 of the Securities and Exchange Act of 1934, as amended.
- F2Includes 63.57 shares held in the Kennametal Inc. 401(k) Plan and 6,028 shares of Performance Unit shares not yet distributed.
- F31 - for - 1
- F4Restricted stock units are subject to time-based vesting and are dispersed in three equal annual installments, commencing on the first anniversary of the grant date, subject to continued employment with the company.