SEC Form 4 · accession 0001723211-18-000057
KENNAMETAL INC · KMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jan Kees van Gaalen
Officer — Vice President
Period of report
Sep 5, 2018
Accepted (ET)
Sep 6, 2018 · 11:10 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 5, 2018 | M | 13,606 | $29.00 | A | 68,827 | D | |
| Common Stock | Sep 5, 2018 | M | 2,700 | $29.00 | A | 71,527 | D | |
| Common Stock | Sep 5, 2018 | S | 2,704 | $41.07 | D | 68,823 | D | |
| Common Stock | Sep 5, 2018 | S | 500 | $41.071 | D | 68,323 | D | |
| Common Stock | Sep 5, 2018 | S | 2,200 | $41.08 | D | 66,123 | D | |
| Common Stock | Sep 5, 2018 | S | 3,900 | $41.081 | D | 62,223 | D | |
| Common Stock | Sep 5, 2018 | S | 400 | $41.09 | D | 61,823 | D | |
| Common Stock | Sep 5, 2018 | S | 1,000 | $41.091 | D | 60,823 | D | |
| Common Stock | Sep 5, 2018 | S | 500 | $41.10 | D | 60,323 | D | |
| Common Stock | Sep 5, 2018 | S | 700 | $41.104 | D | 59,623 | D | |
| Common Stock | Sep 5, 2018 | S | 800 | $41.11 | D | 58,823 | D | |
| Common Stock | Sep 5, 2018 | S | 100 | $41.111 | D | 58,723 | D | |
| Common Stock | Sep 5, 2018 | S | 600 | $41.12 | D | 58,123 | D | |
| Common StockF1 | Sep 5, 2018 | S | 202 | $41.13 | D | 57,921 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $29.00 | Sep 5, 2018 | M | 13,606 | D | — | Sep 1, 2025 | Common Stock | 13,606 | 35,312 | D |
| Stock OptionsF2 | $29.00 | Sep 5, 2018 | M | 2,700 | D | — | Sep 1, 2025 | Common Stock | 2,700 | 32,612 | D |
Explanation of responses
- F1Includes 26,224 shares of Performance Unit shares not yet distributed.
- F2Grant has a graded vesting schedule. Date Exercisable will vary for each vesting tranche.