SEC Form 4 · accession 0001723211-18-000056
KENNAMETAL INC · KMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jan Kees van Gaalen
Officer — Vice President
Period of report
Aug 31, 2018
Accepted (ET)
Sep 4, 2018 · 3:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 31, 2018 | M | 2,426 | $40.84 | A | 54,843 | D | |
| Common Stock | Aug 31, 2018 | F | 1,054 | $40.84 | D | 53,789 | D | |
| Common Stock | Aug 31, 2018 | M | 2,299 | $40.84 | A | 56,088 | D | |
| Common StockF1,F2 | Aug 31, 2018 | F | 999 | $40.84 | D | 55,221 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Aug 31, 2018 | M | 2,426 | D | — | — | Common Stock | 2,426 | 0 | D |
| Restricted Stock UnitsF3,F4 | — | Aug 31, 2018 | M | 2,299 | D | — | — | Common Stock | 2,299 | 0 | D |
Explanation of responses
- F1Includes 26,224 shares of Performance Unit shares not yet distributed.
- F2Includes shares acquired through Kennametal Inc.'s dividend reinvestment plan, meeting the requirements of Rule 16a-11 of the Securities and Exchange Act of 1934, as amended, since the reporting person's last Form 4 filing.
- F31 - for - 1
- F4Restricted stock units are subject to time-based vesting and are dispersed in three equal annual installments, commencing on the first anniversary of the grant date, subject to continued employment with the company.