SEC Form 4 · accession 0001697388-17-000011
KENNAMETAL INC · KMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Judith L Bacchus
Officer — Vice President
Period of report
Apr 27, 2017
Accepted (ET)
May 1, 2017 · 12:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 27, 2017 | M | 9,168 | $31.69 | A | 16,767 | D | |
| Common Stock | Apr 27, 2017 | S | 4,100 | $41.873 | D | 12,667 | D | |
| Common Stock | Apr 27, 2017 | S | 889 | $41.89 | D | 11,778 | D | |
| Common Stock | Apr 27, 2017 | S | 1,451 | $41.90 | D | 10,327 | D | |
| Common Stock | Apr 27, 2017 | S | 2,011 | $41.91 | D | 8,316 | D | |
| Common StockF1 | Apr 27, 2017 | S | 717 | $41.91 | D | 7,599 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF2 | $31.69 | Apr 27, 2017 | M | 9,168 | D | — | Aug 1, 2025 | Common Stock | 9,168 | 18,338 | D |
Explanation of responses
- F1Represents 1,064 shares held in the Kennametal Inc. 401k Plan and 1,416 shares in Performance Unit Awards.
- F2Grant has a graded vesting schedule. Date exercisable will vary for each vesting tranche.