SEC Form 4/A · accession 0001625608-16-000127
KENNAMETAL INC · KMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Timothy R McLevish
Director
Period of report
Aug 26, 2016
Accepted (ET)
Nov 15, 2016 · 10:16 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055242
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock CreditsF3,F4,F1,F2 | — | Aug 26, 2016 | A | 839 | A | — | — | Common Stock | 839 | 18,720 | D |
Explanation of responses
- F11 - for - 1
- F2The stock credits become payable in common stock; (i) in the event of a change of control of the company; or (ii) on the date that the reporting person ceases (other than reason of death) to be a director ("retirement"), unless the reporting person has elected to receive the common stock represented by the stock credits following retirement.
- F3Includes (73.262) of stock credits acquired pursuant to a dividend reinvestment feature of the Kennametal Inc. Stock Incentive plan of 2002 and (58.018) of stock credits acquired pursuant to a dividend reinvestment feature of the Kennametal Inc. Directors Stock Incentive Plan, as amended. The company maintains a separate Dividend Reinvestment Plan available to its shareholders that satisfies the requirement of Rule 16 a-11 of the Securities and Exchange Act of 1934, as amended.
- F4As a result of a typographical error, a comma rather than a decimal point was inserted in the amount of directly owned derivative securities reported in the original Form 4, resulting in an overstatement of such amount. This Form 4A is being filed to correct such amount.