SEC Form 4 · accession 0001625608-16-000121
KENNAMETAL INC · KMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jan Kees van Gaalen
Officer — Vice President
Period of report
Sep 1, 2016
Accepted (ET)
Sep 6, 2016 · 1:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2016 | M | 2,425 | $27.74 | A | 2,425 | D | |
| Common Stock | Sep 1, 2016 | F | 763 | $27.74 | D | 1,662 | D | |
| Common Stock | Sep 1, 2016 | M | 2,299 | $27.74 | A | 3,961 | D | |
| Common Stock | Sep 1, 2016 | F | 723 | $27.74 | D | 3,238 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock AwardsF1,F2 | — | Sep 1, 2016 | M | 2,425 | D | — | — | Common Stock | 2,425 | 4,851 | D |
| Restricted Stock AwardsF1,F2 | — | Sep 1, 2016 | M | 2,299 | D | — | — | Common Stock | 2,299 | 4,598 | D |
Explanation of responses
- F11 - for - 1
- F2Restricted Stock Units are subject to time based vesting and are dispersed in three equal installments, commencing on the first anniversary date of the grant date subject to continued employment with the company.