SEC Form 4 · accession 0001625608-15-000048
KENNAMETAL INC · KMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Judith L Bacchus
Officer — Vice President
Period of report
Aug 1, 2015
Accepted (ET)
Aug 4, 2015 · 9:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2015 | M | 1,590 | $31.69 | A | 11,587 | D | |
| Common StockF1 | Aug 1, 2015 | F | 491 | $31.69 | A | 11,096 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Aug 1, 2015 | M | 1,590 | D | Aug 1, 2015 | — | Common Stock | 1,590 | 2,220 | D |
| Restricted Stock UnitsF3 | — | Aug 1, 2015 | A | 4,184 | A | — | — | Common Stock | 4,184 | 4,184 | D |
| Stock Options (right to buy)F4 | $31.69 | Aug 1, 2015 | A | 27,506 | A | — | Jul 31, 2025 | Common Stock | 27,506 | 27,506 | D |
Explanation of responses
- F1Includes 1054 shares held in the Kennametal 401k Plan
- F21-for-1
- F3These Restricted Stock Units are subject to time based vesting and are dispersed in 3 annual installments commencing on the first anniversary of the grant date subject to continued employment with the company.
- F4Option is exercisable in three equal annual installments, commencing on the first anniversary of the grant date