SEC Form 4 · accession 0001625608-15-000046
KENNAMETAL INC · KMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin G Nowe
Officer — Vice President
Period of report
Aug 1, 2015
Accepted (ET)
Aug 4, 2015 · 8:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2015 | M | 1,806 | $31.69 | A | 30,464 | D | |
| Common StockF1 | Aug 1, 2015 | F | 523 | $31.69 | D | 29,941 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Aug 1, 2015 | M | 1,806 | D | Aug 1, 2015 | — | Common Stock | 1,806 | 2,840 | D |
| Restricted Stock UnitsF2,F3 | — | Aug 1, 2015 | A | 2,218 | A | — | — | Common Stock | 2,218 | 2,218 | D |
| Stock Options (right to buy)F4 | $31.69 | Aug 1, 2015 | A | 14,580 | A | — | Jul 31, 2025 | Common Stock | 14,580 | 14,580 | D |
Explanation of responses
- F1Includes 133 shares in the Kennametal Inc 401k plan
- F21 - for - 1
- F3Restricted Stock Units are subject to time based vesting and are dispersed in three equal annual installments, commencing on the first anniversary date of the grant date subject to continued employment with the company.
- F4Options are exercisable in three equal annual installmentsk, commencing on the first anniversary of the grant date.