SEC Form 4 · accession 0001382963-17-000140
KENNAMETAL INC · KMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence W Stranghoener
Director
Period of report
Aug 31, 2017
Accepted (ET)
Sep 5, 2017 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055242
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock CreditsF3,F1,F2 | — | Aug 31, 2017 | A | 643 | A | — | — | Common Stock | 643 | 54,954 | D |
Explanation of responses
- F1Each Stock Credit represents the right to receive one share of the Issuer's Common Stock.
- F2The Stock Credits become payable in Common Stock: (i) in the event of a change of control of the Issuer; or (ii) on the date that the reporting person ceases (other than by reason of death) to be a director ("retirement"), unless the reporting person has elected to receive the Common Stock represented by the Stock Credits following retirement.
- F3Includes (101.146) of Stock Credits acquired pursuant to a dividend reinvestment feature of the Kennametal Inc. Stock Incentive Plan of 2002 and (211.093) of Stock Credits acquired pursuant to a dividend reinvestment feature of the Kennametal Inc. Directors Stock Incentive Plan, as amended. The Issuer maintains a separate Dividend Reinvestment Plan available to its shareholders that satisfies the requirement of Rule 16a-11 of the Securities and Exchange Act of 1934, as amended.