SEC Form 4 · accession 0001127602-18-019190
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis Shammo
Director
Period of report
May 24, 2018
Accepted (ET)
May 29, 2018 · 9:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 24, 2018 | A | 3,892 | $0.00 | A | 14,817 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All are restricted stock units ("RSUs") vesting on May 24, 2019.
- F2Includes 10,537 RSUs and 4,279 shares of common stock. All RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 4,204.009 RSUs, and the exempt acquisitions of an aggregate of 127.627 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.