SEC Form 4 · accession 0001127602-18-019174
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E Michael Caulfield
Director
Period of report
May 24, 2018
Accepted (ET)
May 29, 2018 · 8:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 24, 2018 | A | 3,892 | $0.00 | A | 39,824 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All are restricted stock units ("RSUs") vesting on May 24, 2019.
- F2Includes 14,531 deferred share rights ("DSRs"), 21,380 RSUs, and 3,913 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 210.684 DSRs, 253.552 RSUs and 73.871 shares of common stock pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.