SEC Form 4 · accession 0001127602-18-010252
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter G O'Donnell
Officer — President & CEO, Unum UK
Period of report
Mar 1, 2018
Accepted (ET)
Mar 5, 2018 · 7:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2018 | A | 4,525 | $0.00 | A | 37,683 | D | |
| Common StockF3,F4 | Mar 1, 2018 | F | 697 | $49.31 | D | 36,986 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2019.
- F2Includes 11,805 stock-settled RSUs and 25,878 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,481.195 stock-settled RSUs.
- F4Includes 10,324 stock-settled RSUs and 26,662 shares of common stock. Fractional amounts have been rounded to the nearest whole number.