SEC Form 4 · accession 0001127602-18-010243
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Jerome
Officer — EVP, Global Services
Period of report
Mar 1, 2018
Accepted (ET)
Mar 5, 2018 · 7:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2018 | A | 4,107 | $0.00 | A | 29,570 | D | |
| Common StockF3,F4 | Mar 1, 2018 | F | 605 | $49.31 | D | 28,965 | D | |
| Common StockF6 | Mar 1, 2018 | S | 7,806 | $50.90 | D | 21,159 | D | |
| Common Stock | holding | — | — | — | 15,306 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2019.
- F2Includes 11,265 stock-settled RSUs and 18,305 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,439.457 stock-settled RSUs.
- F4Includes 9,826 stock-settled RSUs and 19,139 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F5The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2017.
- F6Includes 9,826 stock-settled RSUs and 11,333 shares of common stock. Fractional amounts have been rounded to the nearest whole number.