SEC Form 4 · accession 0001127602-18-007830

Unum Group · UNM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — EVP, Global Services

Period of report

Feb 20, 2018

Accepted (ET)

Feb 22, 2018 · 6:59 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000005513

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2,F3	Feb 20, 2018	A	9,248	$0.00	A	30,304	D
Common Stock^F4,F5	Feb 20, 2018	F	2,773	$52.34	D	27,531	D
Common Stock	holding	—	—		—	15,289	I	By 401(k) Plan

No Table II lines on this filing.

F1Represents shares of common stock earned from a target number of performance share units awarded on February 24, 2015 ("2015 PSUs"). The shares were earned upon the vesting of the 2015 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2017.
F2Includes 12,102 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 18,203 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 97.166 shares of common stock under the issuer's employee stock purchase plan and 52.835 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
F4Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2015 PSUs.
F5Includes 12,102 stock-settled RSUs and 15,430 shares of common stock. Fractional amounts have been rounded to the nearest whole number.