SEC Form 4 · accession 0001127602-18-004478
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Q Simonds
Officer — EVP, President & CEO, Unum US
Period of report
Feb 5, 2018
Accepted (ET)
Feb 7, 2018 · 6:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Feb 5, 2018 | S | 5,000 | $52.09 | D | 60,481 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2017.
- F2Includes 26,847 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 33,633 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 359.133 stock-settled RSUs and 528.478 shares of common stock pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.