SEC Form 5 · accession 0001127602-18-003870
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald P O'Hanley
Director
Period of report
Dec 31, 2017
Accepted (ET)
Feb 2, 2018 · 8:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 15, 2017 | G | 5,160 | $0.00 | D | 13,552 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 6,013 deferred share rights ("DSRs"), 3,334 restricted stock units ("RSUs"), and 4,205 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F2Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 4,204.009 RSUs, and the exempt acquisitions of an aggregate of 54.351 DSRs and 30.138 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.