SEC Form 4 · accession 0001127602-18-002112
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F McGarry
Officer — EVP and CFO
Period of report
Jan 16, 2018
Accepted (ET)
Jan 18, 2018 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 15, 2017 | G | 3,000 | $0.00 | D | 68,326 | D | |
| Common StockF4 | Jan 16, 2018 | S | 4,588 | $58.19 | D | 63,738 | D | |
| Common Stock | holding | — | — | — | 3,078 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 24,649 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 43,678 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F2Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 329.727 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
- F3The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2017.
- F4Includes 24,649 stock-settled RSUs and 39,090 shares of common stock. Fractional amounts have been rounded to the nearest whole number.