SEC Form 4 · accession 0001127602-17-034949
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Gerald Arnold
Officer — EVP, President & CEO, Colonial
Period of report
Dec 14, 2017
Accepted (ET)
Dec 18, 2017 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 14, 2017 | S | 1,000 | $55.07 | D | 18,141 | D | |
| Common Stock | holding | — | — | — | 590 | I | By 401(k) plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 11,847 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 6,293 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F2Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 23.047 shares of common stock under the issuer's employee stock purchase plan and 158.479 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.