SEC Form 4 · accession 0001127602-17-033049
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Jerome
Officer — EVP, Global Services
Period of report
Nov 17, 2017
Accepted (ET)
Nov 21, 2017 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 17, 2017 | S | 7,849 | $53.244 | D | 20,906 | D | |
| Common Stock | holding | — | — | — | 15,208 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 12,049 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 8,858 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F2Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 368.754 shares of common stock under the issuer's employee stock purchase plan and 161.174 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.