SEC Form 4 · accession 0001127602-17-024917
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E Michael Caulfield
Director
Period of report
Aug 1, 2017
Accepted (ET)
Aug 3, 2017 · 6:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 1, 2017 | G | 1,632 | $0.00 | D | 39,015 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 14,252 deferred share rights ("DSRs"), 17,152 restricted stock units ("RSUs"), and 7,611 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F2Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 4,204.009 RSUs after the date of the reporting person's prior Form 4.