SEC Form 4 · accession 0001127602-17-022260
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Breege A Farrell
Officer — EVP, Chief Investment Officer
Period of report
Jun 23, 2017
Accepted (ET)
Jun 27, 2017 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Jun 23, 2017 | S | 15,000 | $45.47 | D | 49,858 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2017.
- F2Includes 12,525 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 37,333 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Beneficial ownership amount accounts for the exempt acquisition of 54.827 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.