SEC Form 4 · accession 0001127602-17-019731
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis Shammo
Director
Period of report
May 25, 2017
Accepted (ET)
May 30, 2017 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 25, 2017 | A | 3,304 | $0.00 | A | 10,797 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All are restricted stock units ("RSUs") vesting on May 25, 2018.
- F2Includes 10,722 RSUs and 75 shares of common stock. All RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 75.085 RSUs, and the exempt acquisitions of an aggregate of 139.411 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.