SEC Form 4 · accession 0001127602-17-019727
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gloria C Larson
Director
Period of report
May 25, 2017
Accepted (ET)
May 30, 2017 · 5:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 25, 2017 | A | 3,304 | $0.00 | A | 71,690 | D | |
| Common StockF4,F5 | May 25, 2017 | A | 2,643 | $0.00 | A | 74,333 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All are restricted stock units ("RSUs") vesting on May 25, 2018.
- F2Includes 40,094 deferred share rights ("DSRs"), 29,136 RSUs, and 2,460 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 339.664 DSRs and 218.676 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
- F4Represents DSRs in lieu of cash for annual retainers pursuant to the election of the reporting person.
- F5Includes 42,737 DSRs, 29,136 RSUs, and 2,460 shares of common stock. Fractional amounts have been rounded to the nearest whole number.