SEC Form 4 · accession 0001127602-17-019725
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy F Keaney
Director
Period of report
May 25, 2017
Accepted (ET)
May 30, 2017 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 25, 2017 | A | 3,304 | $0.00 | A | 29,042 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All are restricted stock units ("RSUs") vesting on May 25, 2018.
- F2Includes 2,261 deferred share rights ("DSRs"), 7,508 RSUs, and 19,273 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 1,130.441 DSRs and 4,522.825 RSUs, and the exempt acquisitions of an aggregate of 63.737 DSRs and 164.010 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.