SEC Form 4 · accession 0001127602-17-019706
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E Michael Caulfield
Director
Period of report
May 25, 2017
Accepted (ET)
May 30, 2017 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 25, 2017 | A | 3,304 | $0.00 | A | 40,647 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All are restricted stock units ("RSUs") vesting on May 25, 2018.
- F2Includes 14,252 deferred share rights ("DSRs"), 21,356 RSUs, and 5,039 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 187.151 DSRs, 236.554 RSUs and 83.872 shares of common stock pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.