SEC Form 4 · accession 0001127602-17-016664
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Jason Waxenberg
Officer — SVP, Chief Accounting Officer
Period of report
May 1, 2017
Accepted (ET)
May 3, 2017 · 5:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 1, 2017 | S | 260 | $46.435 | D | 6,148 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 2,703 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock, and 3,444 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F2Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 3.318 shares of common stock under the issuer's employee stock purchase plan since the date of the reporting person's prior Form 4.