SEC Form 4 · accession 0001127602-17-011810
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Gerald Arnold
Officer — EVP, President & CEO, Colonial
Period of report
Mar 13, 2017
Accepted (ET)
Mar 15, 2017 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 13, 2017 | S | 2,000 | $48.5435 | D | 18,959 | D | |
| Common Stock | holding | — | — | — | 583 | I | By 401(k) plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the weighted average price for multiple sale transactions ranging in price from $48.53 per share to $48.57 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2Includes 11,689 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock, and 7,270 shares of common stock. Fractional amounts have been rounded to the nearest whole number.