SEC Form 4 · accession 0001127602-17-008727
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter G O'Donnell
Officer — President & CEO, Unum UK
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 6:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 23, 2017 | F | 1,250 | $48.65 | D | 27,866 | D | |
| Common StockF3,F4 | Feb 24, 2017 | F | 1,034 | $48.48 | D | 26,832 | D | |
| Common StockF5,F6 | Feb 25, 2017 | F | 891 | $48.48 | D | 25,941 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,658.084 stock-settled RSUs (as defined in footnote (2) below).
- F2Includes 11,691 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 16,175 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,198.893 stock-settled RSUs.
- F4Includes 9,492 stock-settled RSUs and 17,340 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F5Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,894.424 stock-settled RSUs.
- F6Includes 7,598 stock-settled RSUs and 18,343 shares of common stock. Fractional amounts have been rounded to the nearest whole number.