SEC Form 4 · accession 0001127602-17-008716
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa G Iglesias
Officer — EVP, General Counsel
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 6:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 23, 2017 | F | 1,052 | $48.65 | D | 40,752 | D | |
| Common StockF4,F5 | Feb 24, 2017 | F | 837 | $48.48 | D | 39,915 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,846.369 stock-settled RSUs (as defined in footnote (2) below).
- F2Includes 22,719 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 18,032 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 109.077 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
- F4Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,059.055 stock-settled RSUs.
- F5Includes 19,660 stock-settled RSUs and 20,254 shares of common stock. Fractional amounts have been rounded to the nearest whole number.