SEC Form 4 · accession 0001127602-17-008710
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Gerald Arnold
Officer — EVP, President & CEO, Colonial
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 6:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 23, 2017 | F | 922 | $48.65 | D | 17,305 | D | |
| Common StockF3,F4 | Feb 24, 2017 | F | 522 | $48.48 | D | 16,783 | D | |
| Common StockF5,F6 | Feb 25, 2017 | F | 437 | $48.48 | D | 16,346 | D | |
| Common Stock | holding | — | — | — | 583 | I | By 401(k) plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,719.284 stock-settled RSUs (as defined in footnote (2) below).
- F2Includes 9,900 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 7,405 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,554.552 stock-settled RSUs.
- F4Includes 8,345 stock-settled RSUs and 8,438 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F5Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,269.679 stock-settled RSUs.
- F6Includes 7,076 stock-settled RSUs and 9,270 shares of common stock. Fractional amounts have been rounded to the nearest whole number.