SEC Form 4 · accession 0001127602-17-006170
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter G O'Donnell
Officer — President & CEO, Unum UK
Period of report
Mar 9, 2016
Accepted (ET)
Feb 14, 2017 · 9:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F2 | $23.55 | Mar 9, 2016 | A | 1,087 | A | May 1, 2019 | Nov 1, 2019 | Common Stock | 1,087 | 1,087 | D |
Explanation of responses
- F1Represents the maximum number of shares of common stock that may be purchased under the Unum European Holding Company Limited Savings-Related Share Option Scheme 2011 based on the reporting person's expected contributions to a savings account over a three-year period and a currency exchange rate of 1 pound sterling = $1.4217 as of the date of grant. The actual number of shares that may be purchased upon exercise of the option may be higher or lower depending on the currency exchange rate in effect at the time of exercise.
- F2The date on which the option becomes exercisable or expires may be postponed if monthly contribution amounts are not paid when due.