SEC Form 4 · accession 0001127602-17-001489
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa G Iglesias
Officer — EVP, General Counsel
Period of report
Jan 8, 2017
Accepted (ET)
Jan 10, 2017 · 7:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jan 8, 2017 | F | 2,508 | $44.88 | D | 41,695 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,753.975 stock-settled RSUs (as defined in footnote (2) below).
- F2Includes 26,457 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 15,238 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 416.136 shares of common stock under the issuer's employee stock purchase plan and 547.621 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.