SEC Form 4 · accession 0001127602-16-067814
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E Michael Caulfield
Director
Period of report
Nov 15, 2016
Accepted (ET)
Nov 18, 2016 · 6:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 15, 2016 | G | 3,715 | $0.00 | D | 36,836 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 14,065 deferred share rights ("DSRs"), 17,815 restricted stock units ("RSUs"), and 4,955 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F2Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 81.730 DSRs, 102.712 RSUs and 50.376 shares of common stock pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.