SEC Form 4 · accession 0001127602-16-067475
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F McGarry
Officer — EVP and CFO
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 6:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 14, 2016 | S | 12,000 | $41.44 | D | 61,925 | D | |
| Common Stock | holding | — | — | — | 3,039 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 805 | I | By N-Q 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 26,176 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 35,749 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F2Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 285.988 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.